Thursday, 9 May 2024

Foucault's false Reason of State

In his lectures titled 'birth of biopolitics', Foucault avers that there was a

new art of government that began to be formulated, reflected upon, and outlined around the middle of the eighteenth century.

Foucault is wrong. Under Henry I, who had a liberal education, the role of the Justiciar and the Exchequer took on the form ancestral to all subsequent governmental and judicial functions. The roots of English utility, if not liberty, lay in the battlefields of France. The absence of the monarchy meant that governance could not be arbitrary or capricious without risk of alienating the King's feudatories who would allege usurpation of power. After all, the King was the Principal. The Justiciar or Chancellor was merely an agent. Agents must act in the best interests of the principal. Thus, it is by way of delegation that the notion of 'limitation of powers' was arrived at. 

At a later point, in England, the principle was established that Parliament needed to approve a new tax. The question then became, in the seventeenth century, whether the Bench and the Church would side with the Crown or with Parliament. 

 What changed over the course of the eighteenth and early nineteenth century was the increased use of fossil fuel. This created a virtuous circle whereby globalized markets permitted the employment of capital intensive techniques of production and the substitution of coal power for muscle or horse power. This in turn meant more scientific research and more technological innovation. It was this increased productivity which increased effective demand for highly Income elastic 'club goods' provided by Governments out of collective insurance schemes and tax revenue. As Government spending as a proportion of the GNP rose, there was naturally an interest in professionalizing the civil service and raising its efficiency. 

Foucault thinks that first there was absolutism and then there was a battle to restrain arbitrary power in the name of liberty and utility. However, there had been a previous separation of sovereignty, which remained absolute, from delegated authority and the machinery of Government where actions had to be intra vires. This safeguarded the Crown from usurpers even more than it safeguarded the subject. 

I think an essential characteristic of this new art of government is the organization of numerous and complex internal mechanisms whose function—and this is what distinguishes them from raison d’État—is not so much to ensure the growth of the state’s forces, wealth, and strength, to ensure its unlimited growth, as to limit the exercise of government power internally.

This is nonsense. Western European monarchies had traditionally had limited powers. The Church and the Barons had countervailing power. At a later point (the seventeenth century in England) the Bench and Parliament took over this role. In France, however, under Napoleon, the power of the State increased. To this day, it retains some unique or anomalous features. Britain is more like the 'bicycling monarchies' of North Europe. 

[ ] This art of government is certainly new in its mechanisms, its effects, and its principle.

No. Foucault can't quote a single instance of any new 'mechanism' or principle even in France. 

But it is so only up to a point, because we should not imagine that this art of government is the suppression, obliteration, abolition, or, if you prefer, the Aufhebung of the raison d’État

Gibberish! A defeated country may give itself a constitution which forbids all but defensive war no matter what 'reason of state' might arise. But the vast majority of countries have no such constitutional provision. In an emergency, the State has an immunity to break any law or treaty. 

 In fact, we should not forget that this new art of government, or this art of the least possible government,

has never existed. In England, after the National debt had been paid off and income tax had been abolished, there was a period when some politicians said they wanted a 'night-watchman state'. But there were some reasons peculiar to England- in particular the reluctance of 'Dissenters' to pay for State aided Anglican or Catholic schools- for this ideology. In fact it was the Conservative Party which reversed this laissez faire policy.  

this art of governing between a maximum and a minimum, and rather minimum than maximum, should be seen as a sort of intensification or internal refinement of raison d’État;

Don't be silly! The aim is economic. Spend less, achieve more. Governments provide services in return for tax revenue. If they do stupid shit, they will get less money assuming they aren't kicked out of office. Reasons of State involve things like invading foreign countries, killing rebels, stripping a section of the population of civil rights, etc. It has nothing to do with 'ways and means' or the management of government budgets.  

it is a principle for maintaining it, developing it more fully, and perfecting it. It is not something other than raison d’État, an element external to and in contradiction with raison d’État, but rather its point of inflection in the curve of its development.

Rubbish. A highly improvident country with a vast and utterly useless bureaucracy can still launch wars or do ethnic cleansing under the rubric of 'reasons of state'. Fuckall could not understand why people with power don't spend all their time torturing and killing innocent victims. Look at the Pope. I bet what he really wants to do is shove pineapples up the bums of his Cardinals. Why isn't he doing so? Foucault has discovered that the Pope has come to believe that  

it is the reason of the least state within and as organizing principle of raison d’État itself, or again: it is the reason of least government as the principle organizing raison d’État itself.

In other words, since the Pope runs the Vatican- which is a State- therefore there is a reason of state which is preventing his shoving pineapples up the bums of Cardinals. More generally, suppose you have been kidnapped by a sadistic maniac. He has a large pineapple which he plans to shove up your bum. How can you stop him? The answer is that you can say 'I am the Secretary General of the UN. I am pleased to inform you that we have decided to recognize you as an independent State. This means you now have a reason of state to desist from shoving pineapples up my bum.'  

There is someone, unfortunately I’ve not been able to find his name in my papers, but when I do I will tell you, but certainly from the end of the eighteenth century, who spoke about “frugal government.”

No guy working for the Government promises that he and his chums will piss away vast sums of money. Everybody claims to be 'frugal' if they are tasked with managing other people's money.  

Well, I think that actually at this moment we are entering what could be called the epoch of frugal government, which is, of course, not without a number of paradoxes, since during this period of frugal government,

Governments became more frugal when the opportunity cost of pissing money away increased. I suppose in a simple agricultural economy, if there is a good harvest, you can waste that surplus because you can't store it or turn it into capital goods.  

which was inaugurated in the eighteenth century and is no doubt still not behind us, we see both the intensive and extensive development of governmental practice,

not really. Bureaucracies grew during war-time but could shrink as Income Tax and other emergency imposts were abolished or had lower and lower yield.  

along with the negative effects, with the resistances and revolts which we know are directed precisely against the invasive intrusions of a government which nevertheless claims to be and is supposed to be frugal.

Foucault thinks the only 'invasive intrusions' which people should welcome involve pineapples shoved up your arse by the Pope while the Secretary General of the UN stands by laughing maniacally. 

Let’s say—and this will be why we can say that we are living in the age of frugal government

Being economical does not necessarily mean being frugal. What matters is if the benefit exceeds the cost. In England, there was an utilitarian Political Arithmetic which had empirically estimated the demand curve by the end of the seventeenth century. 

 The question of frugality has, if not replaced, at least overtaken and to an extent forced back and somewhat marginalized a different question which preoccupied political reflection in the sixteenth and seventeenth centuries

not in England. The Tudors created a meritocratic bureaucracy. To get or retain the monarch's favor, officials needed to minimize costs while maximizing visible outcomes pleasing to the monarch. Things may have been different in France which was richer and more populous.  

and even up to the start of the eighteenth century, which was the problem of the constitution. Certainly, all the questions concerning monarchy, aristocracy, and democracy do not disappear.

Pope summed up the wisdom of his century- 'For forms of Government let fools contest/ That which is best administered is best. '

But just as they were the fundamental questions, I was going to say the royal questions, in the seventeenth and eighteenth centuries, so starting from the end of the eighteenth century, throughout the nineteenth century, and obviously more than ever today, the fundamental problem is not the constitution of states, but without a doubt the question of the frugality of government.

No. It is the economic policies of the Government. If they are stupid or shortsighted the country will decline.  

[The] question of the frugality of government is indeed the question of liberalism.

No. Any and every political ideology wants to do things in an economical manner. At least that is the claim it makes.  

Foucault insists

 ' that the appearance of political economy and the problem of least government were linked.

This is not the case. If the Barons have power, they will extract rents at the local level. The Center will be starved of resources. There will be invasions and civil wars. Laissez faire policies reduce rent extraction at the local level. So long as the Center can tax imports and exports, it will be solvent. But it too must cut down on wasteful or stupid bureaucratic practices. In France, the chief exponent of sound economic principles was the great military engineer Vauban. He proposed what we would call an income tax but the King banned his book and banished him.   

But I think we should try to be a bit clearer about the nature of this connection. When I say connecting up of political economy with raison d’État, does this mean that political economy put forward a particular model of government?

Speaking generally, yes. It was only in from the Thirties onward that you had a mathematical type of 'positive' economics.  

Does it mean that statesmen were initiated into political economy or that they began to listen to the economists?

There were experienced bureaucrats who helped 'statesmen' 

Did the economic model become the organizing principle of governmental practice?

People who do more with less are considered to be good managers. Economics merely economizing on the use of scarce resources. 

This site of truth is not in the heads of economists, of course, but is the market.

There is no truth. There is only utility. Governments exist because of 'market failures' or 'missing' markets.  If the Government does not provide defense and law and order, it may face an invasion or an insurrection. 

Let’s put it more clearly. The market, in the very general sense of the word, as it operated in the Middle Ages, and in the sixteenth and seventeenth centuries, was, in a word, essentially a site of justice.

No. If you wanted Justice you went to the Courts or appealed to the King or the local Baron.  

In what sense was it a site of justice?

None. 

In several senses. In the first place it was, of course, invested with extremely prolific and strict regulations:

So what? Schools had stricter regulations. So did nunneries. They weren't 'sites of justice'. Nor were places you went to buy vegetables.  

it was regulated with regard to the objects brought to market, their type of manufacture, their origin, the duties to be paid, the procedures of sale, and, of course, the prices fixed.

Some were. Some weren't. If the rules were too onerous or the prices too low in one market, supply went elsewhere.  

So, the market was a site invested with regulations.

So were schools and nunneries.  

It was also a site of justice in the sense that the sale price fixed in the market was seen, both by theorists and in practice, as a just price, or at any rate a price that should be the just price,

Rubbish! People were always complaining that prices were too high and the quality was defective.  

that is to say a price that was to have a certain relationship with work performed, with the needs of the merchants, and, of course, with the consumers’ needs and possibilities. The market was a site of justice to such an extent that it had to be a privileged site of distributive justice, since as you know, for at least some basic products, like food products, the rules of the market operated to ensure that, if not all, then at least some of the poorest could buy things as well as those who were more well-off.

This is called 'price-discrimination'. It happens with or without 'regulations'. Speaking generally, there has to be some way to segment the market to prevent 'leakages'. 

So in this sense the market was a site of distributive justice.

It wasn't. If the King tried to lower the price of bread by beating bakers- bread disappeared from the market. This actually happened in Iran under the Shah. That's one reason he lost his throne. Suppose the King decides to get rid of hunger and homelessness by issuing an order saying rich people must feed and house all the poor people in the vicinity? What will happen? Those with powerful connections will take over the wealth of those not so fortunate who have to flee the jurisdiction. 

What the English did was more interesting. They confined the 'vagabonds' in 'Workhouses'.  

Finally, what was it that essentially had to be ensured in the market, by the market, or rather by the regulations of the market, and which makes it a site of justice?

The Baron or Local Authority on whose land the market was held, charged the traders there. They offered some policing and dispute resolution services. Regulations of various types ensured there was greater trust and thus more transactions occurred. It simply isn't true that markets or schools or nunneries were sites of justice- distributive or otherwise.  

Was it the truth of prices, as we would say now?

Nobody would speak in so absurd a fashion. Prices are signals. They convey information. On open markets they equalize supply and effective demand.  

Not at all. What had to be ensured was the absence of fraud. In other words, it was the protection of the buyer.

and the seller- including the wholesaler or exporter. If your traders get a reputation for not paying their suppliers, then your market loses out to the market in the next town.  

The aim of the regulation of the market was, on the one hand, a distribution of goods that was as just as possible,

This was never the case. Suppose you had been reduced to poverty by some unjust act of a person in a particular town, you did not go to the market and ask the market-inspector to punish the guilty party and to restore your fortune. You went to the Judge or the Mayor or the lord of the Manor.  

then, on the other hand, the absence of theft and crime.

this service might be provided by the police rather than the operator of the Market.  

In other words, the market was basically seen at this time as a risk, maybe for the merchant, but certainly for the buyer.

All transactions, whether or not they occurred in a market carried such a risk. Moreover, when saying hello to someone, there is a risk he may shove a pineapple up your bum because distributive justice has made your rectum a site of truth. 

The buyer had to be protected against the danger of bad goods and the fraud of the person selling them.

Similarly, the student has to be protected from being sodomized by an illiterate teacher 

It was necessary then to ensure the absence of fraud with regard to the nature of the objects, their quality, and so forth.

Also true of a school. Nuns too need to be protected from Satan 

This system—regulation, the just price, the sanction of fraud—thus meant that the market was essentially, and really functioned as, a site of justice,

just like schools, nunneries, toilets, cats, fat people, pineapples etc.  

a place where what had to appear in exchange and be formulated in the price was justice.

Only in the sense that the pineapple is  place where what has to appear in exchange for it being shoved up your arse is justice.  

Let’s say that the market was a site of jurisdiction.

In the sense that the toilet is a site of jurisdiction. What has to appear out of your article is the the truth of the turd formulated as Foucault's understanding of justice.  

Now this is where the change takes place for a number of reasons that I will mention shortly. In the middle of the eighteenth century the market no longer appeared as, or rather no longer had to be a site of jurisdiction.

It never was any such thing. European merchants generally adhered to a pragmatic ex aequo et bono type of arbitration or disposal of cases and the 'lex mercatoria' or 'merchant Law' sought to keep things simple. In England the feeling was that while merchant law could not be above that of the King still, the latter appeared ''according to the laws of nature' (secundum legem naturae) and so it would be foolish to interfere with it. Now it is true that scholastic philosophy did discuss 'the just price' and displayed concern for 'distributive justice', but the lex mercatoria completely avoided or omitted any such doctrine. 

On the one hand, the market appeared as something that obeyed and had to obey “natural,” that is to say, spontaneous mechanisms.

Commercial law had to be consistent with the nature of commerce which does occur spontaneously enough. Laws regarding sex have to be consistent with what actually happens when people bump uglies. Since nobody goes to market to gain justice or to seek the redistribution of wealth, it follows that commercial law needs to understand why people may want to buy and sell stuff.  

Even if it is not possible to grasp these mechanisms in their complexity, their spontaneity is such that attempts to modify them will only impair and distort them. On the other hand—and this is the second sense in which the market becomes a site of truth—not only does it allow natural mechanisms to appear, but when you allow these natural mechanisms to function, they permit the formation of a certain price that Boisguilbert

condemned and exiled like Vauban 

will call the “natural” price, the physiocrats will call the “good price,' and that will later be called the “normal price,” that is to say, a certain price—natural, good, normal, it’s not important— which will adequately express the relationship, a definite, adequate relationship between the cost of production and the extent of demand.

Foucault does not understand that the classical economists were seeking for the long term equilibrium price. Boisguibert and Vauban suspected that regressive taxes were depressing effective demand and this meant that the incentive to increase productive efficiency and hence supply was lacking.  

When you allow the market to function by itself according to its nature, according to its natural truth, if you like, it permits the formation of a certain price which will be called, metaphorically, the true price, and which will still sometimes be called the just price, but which no longer has any connotations of justice.

A fair or just price is one which does not discriminate against you. This is important for foreigners or people new to the market. 

This does not mean that prices are, in the strict sense, true, and that there are true prices and false prices.

There is a true price which you find out by Googling. A false price may be evidence of a fraud. If someone says he will sell you a genuine Rolex for ten dollars, chances are he is lying.  

But what is discovered at this moment, at once in governmental practice and in reflection on this governmental practice, is that inasmuch as prices are determined in accordance with the natural mechanisms of the market they constitute a standard of truth which enables us to discern which governmental practices are correct and which are erroneous.

Nonsense! If a 'Governmental practice' succeeds and costs less than any other way of achieving the same object, then it is 'correct'. This has nothing to do with any market.  

In other words, it is the natural mechanism of the market and the formation of a natural price that enables us to falsify and verify governmental practice when, on the basis of these elements, we examine what government does, the measures it takes, and the rules it imposes.

The two are wholly unconnected. The Government exists because of 'missing' markets or market failure. True, there are certain markets- e.g. the forex market or the market for consols- where expectations re. government policy are expressed. But those markets can be manipulated.  

In this sense, inasmuch as it enables production, need, supply, demand, value, and price, etcetera, to be linked together through exchange, the market constitutes a site of veridiction,

only in the sense that toilets and giraffes are a site of veridiction more particularly if a pineapple has been shoved up your arse by the Pope while the Secretary General of the UN stands by laughing maniacally.   

I mean a site of verification-falsification for governmental practice. Consequently, the market determines that good government is no longer simply government that functions according to justice.

because it is a giraffe which is also a toilet which has had a pineapple shoved up its arse.  

The market determines that a good government is no longer quite simply one that is just.

A good government provides good public goods- including justice. Ceteris paribus, at the margin, markets will move to, or develop more strongly in, countries with good governments.

The market now means that to be good government, government has to function according to truth.

No. The market doesn't care if the politicians running things are lying their heads off.  

In this history and formation of a new art of government, political economy does not therefore owe its privileged role to the fact that it will dictate a good type of conduct to government.

It has no privileged role- save in countries which it very quickly fucked up.  

Political economy was important, even in its theoretical formulation, inasmuch as (and only inasmuch as, but this is clearly a great deal) it pointed out to government where it had to go to find the principle of truth of its own governmental practice.

No. Political economy is not interested in truth. It is concerned with utility.  

 When I spoke of the coupling carried out in the eighteenth century between a regime of truth and a new governmental reason,

you were lying. There was no 'regime of truth'. There was a search for profit and power unchecked by theological or juristic considerations.  

In fact, in order to reach an understanding of how the market, in its reality, became a site of veridiction for governmental practice,

it did so by letting Pope shove pineapple up its bum-bum.  

we would have to establish what I would call a polygonal or polyhedral relationship between: the particular monetary situation of the eighteenth century, with a new influx of gold on the one hand,

there was no new influx. American bullion had been arriving from the sixteenth century onward.  

and a relative consistency of currencies on the other;

specie money will be consistent (after Newton's innovations) but there were fluctuations in the price of bullion.  

a continuous economic and demographic growth in the same period;

as had happened in previous centuries 

an intensification of agricultural production;

ditto 

the access to governmental practice of a number of technicians who brought with them both methods and instruments of reflection;

ditto 

and finally a number of economic problems being given a theoretical form.

ditto 

In other words, I do not think we need to look for—and consequently I do not think we can find—the cause* of the constitution of the market as an agency of veridiction.

Because it was never any such thing.  

If we want to analyze this absolutely fundamental phenomenon in the history of Western governmentality, this irruption of the market as a principle of veridiction, we should simply establish the intelligibility of this process by describing the connections between the different phenomena I have just referred to.

That connection is that they are the veridical site of the pineapple being shoved up Foucault's bum by the Pope.  

.. Let’s say that what enables us to make reality intelligible is simply showing that it was possible; establishing the intelligibility of reality consists in showing its possibility.

It is possible that the Pope tries to shove pineapples up the rectums of those who annoy him.  

Speaking in general terms, let’s say that in this history of a jurisdictional and then veridictional market

no such history exists because no such markets ever existed

we have one of those innumerable intersections between jurisdiction and veridiction

or Pope's, pineapples and your rectum 

that is undoubtedly a fundamental phenomenon in the history of the modern West.

because this nutter says so 

It has been around these [questions] that I have tried to organize a number of problems—with regard to madness, for example. The problem was not to show that psychiatry was formed in the heads of psychiatrists as a theory, or science, or discourse claiming scientific status,

it was actually a pineapple inserted in their rectum 

and that this was concretized or applied in psychiatric hospitals. Nor was it to show how, at a certain moment, institutions of confinement, which had existed for a long time, secreted their own theory and justifications in the discourse of psychiatrists. The problem was the genesis of psychiatry on the basis of, and through institutions of confinement that were originally and basically articulated on mechanisms of jurisdiction in the very broad sense—since there were police type of jurisdictions, but for the present, at this level, it is not very important—and which at a certain point and in conditions that precisely had to be analyzed, were at the same time supported, relayed, transformed, and shifted by process of veridiction.

Unless they weren't. If a guy paid to have a relative committed to an asylum, there might be no fucking veridiction. Money talks. 

Equally, a chap who keeps running around naked trying to chop people's heads off may be confined to a padded cell even if no Doctor was consulted.  

In the same way, studying penal institutions meant studying them first of all as sites and forms where jurisdictional practice was predominant and we can say autocratic. [It meant studying] how a certain practice of veridiction was formed and developed in these penal institutions that were fundamentally linked to a jurisdictional practice, and how this veridictional practice—supported, of course, by criminology, psychology, and so on, but this is not what is essential—began to install the veridictional question at the very heart of modern penal practice, even to the extent of creating difficulties for its jurisdiction, which was the question of truth addressed to the criminal: Who are you? When penal practice replaced the question: “What have you done?” with the question: “Who are you?” you see the jurisdictional function of the penal the birth of biopolitics system being transformed, or doubled, or possibly undermined, by the question of veridiction.

In English speaking countries, Courts pass sentences based on what what was done. It verifies the identity of the criminal only so as to ensure that the right person is put behind bars. Foucault may not have realized that even in France, he could not be confined in a prison or an asylum just because he was mad and evil. There had to be evidence that he had done or would do bad things to others or himself. 

In the same way, studying the genealogy of the object “sexuality” through a number of institutions meant trying to identify in things like confessional practices, spiritual direction, the medical relationship, and so on, the moment when the exchange and cross-over took place between a jurisdiction of sexual relations, defining the permitted and the prohibited, and the veridiction of desire, in which the basic armature of the object “sexuality” currently appears.

Again, this is linked to acts. I may have a lot of posters of naked girls on my walls but if I invariably have a dick in my mouth I'm probably gay. 

You can see that all these cases—whether it is the market, the confessional, the psychiatric institution, or the prison—involve taking up a history of truth under different angles, or rather, taking up a history of truth that is coupled, from the start, with a history of law.

The law focuses on acts. It is not concerned with truth but what is admissible evidence.  

While the history of error linked to a history of prohibitions has been attempted fairly frequently, I would propose undertaking a history of truth coupled with a history of law.

provided it has a pineapple up its tushy.

It is true that the Sun King's France was a bit more centralized and 'absolutist' than England. But it did not feature 'unlimited governmentality'. I suppose one might say Cromwell's England could be characterized in that manner. But that's why the Brits restored the Monarchy.

In a sense, governmentality was unlimited. This was precisely the main characteristic of what was called at the time police and which at the end of the eighteenth century will be called, already with a backward glance, the police state.

Rubbish! Robert von Mohl introduced the term in 1851.  

The police state is a government that merges with administration, that is entirely administrative, and an administration which possesses, which has behind it, all the weight of a governmentality.

Not in English. The phrase means a totalitarian state like Nazi Germany.  

I have tried to show how this complete governmentality, this governmentality with a tendency to be unlimited, had in fact, not exactly a limit, but a counter-weight in the existence of judicial institutions and magistrates, and in juridical discourses focusing precisely on the problem of the nature of the sovereign’s right to exercise his power and the legal limits within which the sovereign’s action can be inserted.

This stupid man does not get that Kings might appoint 'hanging judges'- like the notorious Jeffreys. Juries, however, might refuse to convict.  

So, governmentality was not completely unbalanced and unlimited in raison d’État, but there was a system of two parts relatively external to each other.

Not if judges were appointed by the King or the Crown in Parliament. In any case, Judges are obliged to act in accordance with the law. Britain only got a Supreme Court about  fifteen years ago.  

I also pointed out that in the new system of governmental reason perfected in the eighteenth century, frugal government, or the reason of the least state,

this did not exist. If the government got more revenue, it spent it like a drunken sailor. At a later point, there was a philosophical libertarianism which, in the words of Lord Acton, held that the best government was the one which governed least. The older attitude was that the Government, like the Clergy, extracted rents and an 'office of profit' was precisely that. You were legally entitled to keep a percentage of the money that passed through your hands. Some such offices could be sold. But this was also true of the advowson of a Vicarage.  

entailed something very different.

pineapple up bum-bum- right? 

This was a limitation on the one hand, and an internal limitation on the other. Nevertheless we should not think that the nature of this internal limitation is completely different from law. In spite of everything it is always a juridical limitation, the problem being precisely how to formulate this limitation in legal terms in the regime of this new, self-limiting governmental reason. As you can see, this is a different problem. In the old system of raison d’État there was a governmentality with its tendency to be unlimited on one side, and then a system of law opposing it from outside, but within concrete and well-known political limits: the contrast was between royal power [on one side], and those upholding the judicial institution on the other.

This was not the case. Kings appointed Judges. They had no power to defy the King. Fuckall may be confused by the fact that though French Parliaments registered the King's law, they did not verify they were in consonance with what went before.  

In the new system we are dealing with a different problem: How can the necessary self-limitation of governmentality be formulated in law without government being paralyzed,

if the government aint paralyzed you don't need to formulate shit. Don't fix what isn't broken. If it is paralyzed, you need to sack the guys currently running things and bring in new people. If that doesn't work chances are the country is economically unviable.  

and also—and this is the real problem—without stifling the site of truth which is exemplified by the market and which must be respected as such?

Don't stifle markets because markets are useful. Sites of truth may have to be suppressed. Nobody wants to see naked pictures of me. 

In clear terms, the problem raised at the end of the eighteenth century is this: If there is political economy, what is its corresponding public law?

Laws re. taxes, cesses, monopolies, patents, tariffs, quotas, repugnancy markets and commercial law.  

Or again: What bases can be found for the law that will structure the exercise of power by public authorities when there is at least one region, but no doubt others too, where government non-intervention is absolutely necessary, not for legal, but for factual reasons, or rather, for reasons of truth?

Laws which delegate authority normally stipulate what is intra or ultra vires. Government non-intervention isn't necessary in any field. You may say, 'Government must stop shoving pineapple up by butt'. But your Doctor will tell you, you are a fucking lunatic.  

Public law increased the power of Government officials. They were granted Hohfeldian immunities not granted to ordinary people. However, as employees of the State, they may have been required to show a superior adherence to public policy. 

 A number of precise and concrete things are proof of this moreover. After all, the first economists were at the same time jurists

No. They were businessmen or else they managed the business of a magnate. At a later point, some Jurists defended what we would term a Utilitarian approach 

and people who addressed the problem of public law.

No. As Voltaire pointed out, they were stupid and corrupt.  

Beccaria,

who gave an argument against gun-control which impressed Jefferson 

for example, who was a theorist of public law, basically in the form of penal law, was also an economist.

No. He was a jurist of a utilitarian type. His argument against the death penalty was influential.  

You only have to read The Wealth of Nations, and not even his other works, to see that the problem of public law runs through all of Adam Smith’s work.

No. Smith was not a jurist. He brought together what we call 'production economics' with the theory of Trade and Development.  

Bentham, a public law theorist, was at the same time an economist and wrote books on political economy.

But it was Ricardo and Malthus who contributed to actual economics. 

In addition to these facts, which show the original link between the problem of political economy and the problem of limiting the power of public authorities,

The power of Public Authority increased. The power and emoluments of public servants decreased.  

there is ample proof in the problems raised during the nineteenth and twentieth centuries concerning economic legislation, the separation of government and administration, the constitution of  administrative law, whether specific administrative courts are needed, and so on.

But those problems did not exist in the eighteenth or nineteenth century. Fuckall probably didn't know about the Coase/Posner 'Law & Econ' school then coming into vogue.  

 The fundamental problem of public law will no longer be the foundation of sovereignty, the conditions of the sovereign’s legitimacy, or the conditions under which the sovereign’s rights can be exercised legitimately,

This was never a problem for 'public law'. Either the Sovereign killed his enemies or he wasn't much of a sovereign.  

as it was in the seventeenth and eighteenth centuries. The problem becomes how to set juridical limits to the exercise of power by a public authority.

That problem only arose where there was dual sovereignty- as there was in the US or parts of France which claimed to be in 'personal union' with the rest of the country.  

Schematically, we can say that at the end of the eighteenth and the beginning of the nineteenth century there were basically two ways of resolving this.

The 'Social Contract' approach and the Napoleonic 'Might is Right' approach.  

The first I will call the axiomatic, juridico-deductive approach, which was, up to a point, the path taken by the French Revolution—we could also call it Rousseau’s approach.* In what does it consist? It does not start from government and its necessary limitation, but from law in its classical form. That is to say, it tries to define the natural or original rights that belong to every individual, and then to define under what conditions, for what reason, and according to what ideal or historical procedures a limitation or exchange of rights was accepted.

You give up a Right to something in order to gain a specific benefit. That's how contracts are made.  

It also consists in defining those rights one has agreed to cede and those, on the other hand, for which no cession has been agreed and which thus remain imprescriptible rights in all circumstances and under any possible government or political regime.

But if no remedy to their violation can be obtained they are not effective rights. One may say a slave has an inalienable right to run away but this doesn't change the fact that he can't run because he has heavy chains on his legs.  

Finally, on this basis, and only on this basis, having thus defined the division of rights, the sphere of sovereignty, and the limits of the right of sovereignty, you can then deduce from this only what we can call the bounds of governmental competence, but within the framework determined by the armature constituting sovereignty itself.

This is pointless. The Government will disappear if a superior force invades or overthrows it.  

In other words, put clearly and simply this approach consists in starting from the rights of man in order to arrive at the limitation of governmentality by way of the constitution of the sovereign.

Perhaps Fuckall was thinking of Rawls. But Rawls lived in a country which could blow up the world. It didn't have to worry about losing sovereignty.  

I would say that, broadly speaking, this is the revolutionary approach.

It may be a Utopian approach. But it isn't 'revolutionary'. For a revolution to succeed, revolutionaries actually have to kill or chase away those in power. Writing a book isn't enough.  

Consequently, you can see that if, historically and politically, this is the revolutionaries’ approach, we can call it a retroactive, or retroactionary approach inasmuch as it consists in taking up the problem of public law that the jurists had constantly opposed to the raison d’État of the seventeenth and eighteenth centuries.

Revolutionaries may have recruited people with different types of grievance. But their aim was regime change. This could be relatively conservative- e.g. replacing the monarch with a more liberal nephew or cousin. But it could be very radical and involve a major redistribution of wealth- especially of real estate.  

In this respect there is continuity between the seventeenth century theorists of natural law and the jurists and legislators of the French Revolution.

Both were useless. Napoleon crowned himself Emperor. At his peak he far outshone the Sun King. France would have to slowly and painfully catch up with England whose Glorious Revolution was bloodless.  

The other approach does not start from law but from governmental practice itself.

Such practices change dramatically under conditions of  Total War or Levée en masse. 

It starts from government practice and tries to analyze it in terms of the de facto limits that can be set to this governmentality.

There are no such limits. Total War means killing any minion who says there is a limit to what can be done.  

These de facto limits may derive from history, from tradition, or from an historically determined state of affairs, but they can and must also be determined as desirable limits, as it were, as the good limits to be established precisely in terms of the objectives of governmentality, of the objects with which it has to deal, of the country’s resources, population, and economy, etcetera.

Foucault is wrong. Governmentality is about control of territory. Economic considerations only arise in so far as they sustain a military machine. North Korea and South Korea may have different 'governmentalities' but neither respected any supposed 'limits' on how they could grow or what they could achieve.  

In short, this approach consists in the analysis of government: its practice, its de facto limits, and its desirable limits.

This would only be the case if a government was maximizing an Expected Utility function of some type. Since Governments tend to be monopolists and Knightian Uncertainty is ubiquitous we would expect 'regret minimizing' satisficing. Moreover, absent some pressing emergency, the cost of redistributing rents outweighs the benefit. 

On this basis, it distinguishes those things it would be either contradictory or absurd for government to tamper with. Better still, and more radically, it distinguishes those things that it would be pointless for government to interfere with.

Foucault thinks there is a type of Analyst who advises Governments that they should not regulate how people fart or how often they scratch their bollocks. This is because some such Civil Servant must be constantly admonishing President Macron not to shove pineapples up the poop-hole of the Secretary General of the United Nations.  

Following this approach means that government’s sphere of competence will be defined on the basis of what it would or would not be useful for government to do or not do.

This is also true of the sphere of competence of cats, giraffes and Pizza Delivery boys. 

Government’s limit of competence will be bounded by the utility of governmental intervention.

The behavior of giraffes is bounded by what it is useful for giraffes to do. 

The question addressed to government at every moment of its action and with regard to each of its institutions, old or new, is: Is it useful? For what is it useful? Within what limits is it useful? When does it stop being useful? When does it become harmful? This is not the revolutionary question: What are my original rights and how can I assert them against any sovereign?

Fuck off! The revolutionary question is how do we get rid of the current regime and install a government more to our liking.  

But it is the radical question, the question of English radicalism; the problem of English radicalism is the problem of utility.

No. British Radicals were concerned with Social Justice.  They wanted a radical redistribution of wealth- in particular the ownership of land- and an end to hereditary privilege of various types.  

Don’t think that English political radicalism is no more than the projection of a utilitarian ideology on the level of politics.

Nobody does. Bentham and the Mills weren't Radicals. The Chartists were.  

It is, rather, an attempt to define the sphere of competence of government in terms of utility

Fuck off! Governments have existed for thousands of years. Their spheres of competence are as well understood as the sphere of competence of dicks and vaginas.  

on the basis of an internal elaboration of governmental practice which is nevertheless fully thought through and always endowed and permeated with philosophical, theoretical, and juridical elements.

Nothing of the sort occurred. The distinctive feature of British politics in the Nineteenth century was the small size of the bureaucracy. In America, on the other hand, there was the 'spoils system'. The German 'beamten' was completely different and, truth be told, a bit crap as the Great War showed.  

In this respect utilitarianism appears as something very different from a philosophy or an ideology.

It is a pineapple crammed up Foucault's poop-hole.  

Utilitarianism is a technology of government,

No. A management information system may be a 'technology of government. Socialism or Capitalism or Niceism isn't.  

just as public law was the form of reflection, or, if you like, the juridical technology with which one tried to limit the unlimited tendency of raison d’État.

This cunt doesn't get that 'reason of state' involves sovereign immunity which is un-fucking-limited.  

A comment with regard to this word “radicalism” or “radical.” The word “radical,” which I think dates from the end of the seventeenth and the start of the eighteenth century, was employed in England to designate—and it is this that is quite interesting—the position of those who, faced with the sovereign’s real or possible abuses, wanted to assert those famous original rights supposedly possessed by the Anglo-Saxons prior to the Norman invasion (I talked about this two or three years ago14). This is radicalism.

No. It just means uprooting and replacing something that exists. Charles James Fox is credited with coining the term radical reform at the end of the eighteenth century. But the mid seventeenth century had seen plenty of very radical thought. 

So it consisted in the assertion of original rights in the sense of basic rights identified by the historical reflections of public law.

I suppose Foucault means the Bill of Rights of 1689. 

However, for English radicalism, “radical” designates a position which involves continually questioning government, and governmentality in general, as to its utility or non-utility.

No. Radicalism was about extending the franchise, getting rid of rotten boroughs, ending disabilities imposed on Dissenters and Catholics etc.  

So, there are two approaches: the revolutionary approach, basically structured around traditional positions of public law, and the radical approach, basically structured around the new economy of government reason.

No. There was a 'radical' tradition which culminated in Chartism but it was not concerned with retrenchment. There was a quite separate 'utilitarian' drive for reform which involved getting rid of obsolete institutions and practices and streamlining the administration. This was driven by the voter's rational self-interest in paying less tax. 

These two approaches imply two conceptions of the law.

Not in England. Over the course of the Nineteenth Century, the three types of Court- i.e. Canon, Common Law and Equity- were rolled into one. But there was no change in the status of the Crown in Parliament which remained supreme. It is only recently, on EU insistence, that Britain got a Supreme Court. 

In the revolutionary, axiomatic approach, the law will be seen as the expression of a will.

Foucault confuses two different things. One is a rights based jurisprudence whereas the other is pure,  positive, Law as Command. Though, in England, the latter prevailed, in practice, Juries might disregard the law and refuse to convict or else Magistrates used their discretion and made a more liberal provision than the Law mandated. 

So there will be a system of will-law.

Command, not Will. There is little point issuing a command which won't be obeyed but you are welcome to will yourself to be a super-hero who can defy gravity and soar up into the sky.  

The problem of the will is, of course, at the heart of all the problems of right, which again confirms the fact that this is a fundamentally juridical problematic.

In which case lawyers and judges would have heard of it.  

The law is therefore conceived as the expression of a collective will indicating the part of right individuals have agreed to cede, and the part they wish to hold on to.

No. The Law has to do with rights, immunities, obligations etc under a vinculum juris. Foucault is thinking of public policy, not law. I may be against Brexit, but I have to accept that is what my country has chosen.  

In the other problematic, the radical utilitarian approach, the law is conceived as the effect of a transaction that separates the sphere of intervention of public authorities from that of the individual’s independence.

No. Utilitarianism is concerned with public policy not the Law. True, Bentham did want legal reform but those ideas died with him.  

I suppose what Foucault is getting at is an 'ordoliberal' European approach which was meant to guard against a return of Fascism. 

To be fair to Foucault, he may have been under the impression that Europe was following Anglo-America down a well-trodden path to Utility and Common-sense and everybody being terribly polite and uninterested in shoving pineapples up your poop-hole. The truth was quite different. The working class had rebelled against redistribution because they themselves had come into the tax net. Human Rights was about getting in immigrants under the pretense that they were 'refugees'. Also rights based entitlements were a good way to do price and service provision discrimination in line with Director's Law- i.e. serving the economic interests of the well connected middle orders. 



Wednesday, 8 May 2024

Sen on Objectivity and Position

In Economics, where there is an 'objective function'- i.e. a quantity to be optimized- then, there is some 'non-arbitrary', 'canonical', or 'natural' way to solve the problem. If it is unique we can say it is 'categorical'. This is 'objective' even if the thing being optimized (e.g. 'Profit', 'Expected Utility', etc.) pertains to some subject who has values of his or her own. It could be argued that 'utility' is subjective. I enjoy watching Netflix. You enjoy going to the gym. We don't know who gets more utility or pleasure from these activities. In this case there is something objective- viz. opportunity cost (best alternative foregone)- which is being minimized. We can construct a sequence of transactions such that I end up choosing to go the gym instead of watching Netflix. It is likely, that for this to happen some binding constraint facing me has been removed. Studying situations of this sort can be objectively useful. What is utterly useless or mischievous is pretending that something which is wholly subjective is actually objective. This is what Amartya Sen does. 

Suppose, at a certain level of intellectual or scientific development, it is common to make a particular error- e.g. thinking a heavy object will fall faster than a light object. Is this error 'objective' or 'subjective'? It is subjective. It depends on the lack of intellectual development in the subject. 

Sen disagrees. He thinks that if a particular person thinks the Sun and the Moon are the same size, then this is thinking of theirs is objective. Yet it depends on ignorance which is a feature of a particular subject. 


His belief is subjective not objective. Why? It depends on some fact about his subjective existence- e.g. his being uneducated and stupid- rather than some fact about the Moon or the Sun. Suppose we sympathize with Sen. We grant that a purely subjective judgment is actually objective. In that case, my assertion that Sen eats only dog shit is objective. It is not based on my subjective hatred of Sen. The truth of my belief has to be distinguished from the objectivity of what I decide to believe given what I observe about the relative abundance of dog turds when Sen is absent from the vicinity. 

Subjectively, a thing may 'feel' true- there is a sense in which it would be right and fitting if Sen devoured only dog turds- but, objectively, it may simply be a pleasant illusion. Thus, I would not spend any money seeking scientific proof that Sen eats dog shit. 

Sen however comes from Bengal where 'Navya Nyaya' flourished.


No. They accepted that some knowledge and some illusions may turn on pre-existing concepts but others might not do so. Subjectively, there was the sensation of seeing a snake. But, objectively, there was no snake. However, since Indians in ancient times weren't as stupid as Sen or Matilal, they knew that small animals or children could show fear at seeing something snake-like even if they had no 'pre-existing concept' of snake. We currently believe that there are 'co-evolved' processes which lead some animals to have instinctive responses to certain stimuli. Sadly, for 'co-evolved' processes on an uncertain fitness landscape, 'naturality' is far to seek. Perhaps it exists at 'the end of mathematical time'. But it doesn't matter. There is always something useful smart people can be doing. Sadly, Nobel Prize winning Economists are stupid and useless. Consider Sen's belief that there is a Marxist 'objective illusion'- i.e. a rope of sand or a mirage in which you can have a nice swim.

An illusion is still an illusion even if lots of people see it. Marxists don't think Our Lady of Fatima genuinely appears in the Sky even if thousands claim to have seen it. 

Morishima says the fundamental theorem of Marxism is that if profits exist then worker exploitation exists even if nobody is being exploited. But this is the delusion of a paranoiac. It is objectively false save in the sense that Sen truly, objectively, devours nothing but dog turds. 

Obviously, if your job is to tell stupid lies, you can use the concept of 'objective illusion' or 'true lies' to blabber shite. Thus, the fact that people are well paid means they are actually being starved, sodomized and robbed by evil bosses. Furthermore, suppose you buy a bag of basmati rice and use the rice to make a tasty biriyani, what has actually happened is that you have been forced to perform some horrible type of fetishism instead of having had a warm, human relationship with a paddy grower in the Punjab. 


Every Indian economist knows that Indian statistics are shit. Objectively, morbidity was higher in some districts of UP and Bihar for economic and epidemiological reasons. There was no fucking 'positional' aspect to objectivity. There was just ignorant nonsense. 

Sen specializes in seeing one thing- e.g. a cat- as something else entirely- e.g. a hat. True you could put a cat on your head but that cat is likely to scratch you or to run away if it begins to rain. 

Subjective probability just means a subject's guess as to the likelihood of an event. It does not depend on the subject's position or standing. Moreover, there is no obligation to follow any particular rule or method in arriving at such probabilities. There is no objective aspect to them whatsoever

Bayesian inference is a method of getting from subjective to objective probabilities. You start with a guess- however wild- and then make an empirical observation and alter your expectation on that basis. One can objectively verify that Bayesian inference is being properly done by checking the relevant calculations at each point in the process. The notion of 'Aumann agreement' is that people with the same 'priors' will have the same expectations. If there is indeed an objective function, this is likely. 

When looking at, or seeking to predict, subjective states of minds or subjective decisions we may look at objective facts about the subject in question. Their position in society may shape their subjective view of the world. But this is a positional view of subjectivity, not of objectivity. 

Positional subjectivity leads to a view of subjectivity which stresses its ability to increase survival value or to serve a signalling or screening purpose. Sen proposes an approach which consists of telling stupid lies about how maybe very sick people aren't sick at all. Using Sen's approach allows stupid Professors and bureaucrats to pretend to be defending Democracy from Hitler by eating dog shit. 

The consequence of telling stupid lies is that, so long as you virtue signal incessantly, people may take you for Mother Theresa and give you a Nobel Prize. 


What is totally arbitrary is Sen's decision that subjectivity actually means objectivity. Deontological considerations focus of duties. Since duties are determined by one's position in society and since they remain invariant (though you may have a defense in law or morality for failing to discharge a duty) and since all deontic systems have consequences and thus are also consequentialist, it follows that Sen is telling stupid lies. 

In his 1993 paper, 'Positional Objectivity', Amartya Sen systematically confuses functional relationships with what are merely coincidences or empirical correlations. Suppose I have a red moustache. I also spend a lot of my time watching porn. This does not mean red moustaches are related to the watching of porn. It is merely a coincidence that I have a red moustache and am a porn addict. 

The subject of this paper is the relationship between the inescapable positionality of observations and the demands of objectivity in science and practical reason.

There is no such relationship. Anything can demand anything of anything. I can demand to be the sister-in-law of Charlie the Walrus. But this creates no relationships of any type whatsoever. It is a different matter that you might say my loud and insistent demands in this respect make you want to shift your position away from my vicinity. But this would be true even if I was merely farting rather than demanding things. 

What we observe depends on our position vis-a vis the object of observation,

No. We only observe the object we want to observe if we are in a proper position to do so. Observation does not depend on position because there are mechanisms whereby impeding obstacles can be evaded- e.g. by using mirrors or cameras etc.  

and that positionality relates to a number of parameters—locational and others—that influence acts of observation.

No. Acts of observation may be impeded or helped by locational and other parameters. But there is no mathematical relation between the two.  

But even though observations are parametrically variable with positions, they are central to our understanding of the world, and thus to science, decisions, and ethics.

Moustaches are parametrically variable with length, thickness, color, etc and though all beings may be said to have a moustache of some degree, it does not follow that moustaches are central to observations or emotions or watching fat naked people slip on a banana peel.  

Objectivity would seem to demand some kind of invariance with respect to particular characteristics of the observer and her circumstances.

So would subjectivity or having a moustache or being a fat person slipping on a banana peel except it isn't a banana peel. Also I wasn't naked. I had a towel around my midriff.  

But the question is: which characteristics should figure in the invariance conditions—and no less importantly, which must not so figure?

None at all. Certain 'observations' are protocol bound- i.e. must meet certain criteria to be 'admissible'- and one type of 'invariance condition' in certain physical sciences is that experiments must be repeatable. Sen should know this. Why is he talking nonsense?  

It is not surprising that objectivity has been seen as a demand for "a view from nowhere" (to quote the title of Thomas Nagel's important book on that subject).

It was stupid shit. It is obvious that 'valuable ideas' are ideas which raise productivity or which alter outcomes in a desirable manner. We don't care if they are 'objective' or 'subjective'. We just need a 'witness' to show the thing works.  

I shall distinguish between two concepts of objectivity:

in which case, one is more subjective than the other and becomes more and more so till it vanishes.  

(1) positional objectivity, and (2) trans-positional objectivity.

A subject has a position. A subject's observation is positional and hence subjective. Thus if there are two eye-witnesses giving testimony and their accounts disagree, we may say the one further away with the obstructed view is likely to be more 'subjective'. His mind filled in the gaps. He thought the big black man snatched the purse of the little old white lady. But the person standing beside the lady sees something else. The black man said 'Granny! I can't let you put this purse which has a bomb inside it on the bus. Instead I will snatch it and run down to the river and dump it in the water.' If we have other evidence which supports this testimony we say it is 'objective'. 

There is only one concept of 'objectivity' and it is 'non-positional' and does not depend on any subjective factor- e.g. what some of person the observer is, where they are located, etc. 

Briefly put (though with some oversimplification, as will be discussed later), the distinction is this. How an object appears from a certain position of observation is an objective inquiry in which the observational position is specified (rather than being treated as an unspecified intrusion—a scientific nuisance) . Any attempt at non-positional objectivity has to start with knowledge based on positional observations and then go beyond that, and in that sense this is really an idea of trans-positional objectivity (rather than one that does without positional objectivity altogether).

No. There is simply no such thing as 'trans-positional objectivity'. We may as well speak of moustache-color-blind objectivity. 

 If, for example, we are trying to find out how a phenomenon would appear to a person occupying a particular position, then clearly that positional view of the phenomenon is exactly what we are looking for.

No. We are looking for that particular person's view of it. Position may be wholly irrelevant. We discover the person is blind. They didn't see shit. Equally, the person has 20/20 vision but was paid to look the other way.  

Now, we may be interested in knowing what a person with good eyesight would see if placed in various different positions- e.g. within a cinema theater. We may also want to do 3-D simulations of architectural plans so as to get an idea of what sort of views would be available from the high price penthouses. But this would not be a wholly 'objective' exercise. There is a specific sort of 'representative agent' whose tastes and pre-existing psychological and cultural conditioning we need to cater to. 

It is, then, part and parcel of that objective inquiry, rather than an illegitimate incursion of subjective features.

No. Commerce has no problem with subjective features. Nothing is as objective as the bottom line.  

Positional variability does not necessarily provide counterevidence to the objectivity of observational statements.

It is stupid nonsense.  

If I say that the moon looks small from where I am,

you are speaking subjectively about yourself. You are a subject. 

I need not be accused of deep subjectivity—another person seeing the moon from where I am could confirm that observational fad.

Or not. Generally, we experience the moon as being bigger or smaller depending on how low it is in the horizon and whether it is 'framed' by something we consider small or big.  

Nor is that observational claim contradicted by what we know—from other evidence—about the mass of the moon,

subjective claims are not refuted by objective datum.  

or by the fact that the moon looked big enough to Neil Armstrong while taking his "one small step for a man, one giant leap for mankind." Indeed, in an obvious sense, there can be no view from nowhere.

But the phrase is figurative. It has no fucking obvious sense.  

Something is subjective when it pertains to a subject. A 'positional observation' is subjective because a particular subject occupies a particular position. Of course, to make money or win votes we may have an objective function to maximize. But what we want to find out about is subjects and their subjectivity so as to gain profit or power. Sen disagrees. He says the fact that we may have objective reasons to want to grasp

 positional observations (this ) does not make those observations, in any sense, subjective.

Suppose you are screening your new movie to a test audience. One guy leaves early. You say 'didn't you like the movie?' and the guy says 'I had a terrible seat. I couldn't see anything. The movie may have been okay for all I know.' Suppose you mention this to the cinema manager. He says 'all the seats in that section are shit. The fact that only one guy left shows that the movie is dynamite.' It may be an objective datum that the seats are bad but the reactions of the audience are subjective. One guy left because the seats were terrible. The others are praising it. They say they will come back to see the film at its next showing. Hopefully, they will get better seats! 

But what is this idea of subjectivity from which I am trying to distinguish the notion of positional relativity?

Stupidity. Sen has shit for brains.  

Am I using some odd notion of subjectivity—different from common use—to make these distinctions? I would argue that, on the contrary, the commonly shared idea of subjectivity is much in line with the usage here. In the Oxford English Dictionary subjectivity is characterized as: (1) "having its source in the mind," and (2) "pertaining or peculiar to an individual subject or his mental operations."The first feature, which I shall call "mental manufacture," relates to the inward-looking nature of subjective judgements or theories.

Subjective judgments are merely judgments of a subject. They are not necessarily 'inward looking'. 

The honest racist who is persuaded without any attempt at actual observation that members of a certain race suffer from some terrible character defects is subjective in relying on his personal imagination on matters in which observations—direct or indirect—must be importantly relevant.

Not necessarily. One may be an honest racist who holds strategic beliefs.  

Objectivity here will demand

nothing. A subject is a subject even if everybody demands that it turn into an object up the rectum of a large Walrus of unfriendly disposition.  

the use of careful observations (rather than mental manufacture), even though it must come to terms with the inescapable fact that what is actually observed may be significantly dependent on the position from which the observation is undertaken.

Rubbish! The honest racist can maintain that his own race is superior while being careful to hire smart peeps from the despised race.  

The second aspect (that is, "pertaining or peculiar to an individual subject or his mental operations") has a different, though not unrelated, focus. I shall call this the aspect of "person sensitivity." No matter how exactly it is characterized, objectivity must satisfy some requirements of inter-personal invariance.

No. It must merely be unrelated to any given subject. Suppose public offices are allotted by some stochastic mechanism- e.g. an urn from which each person picks a stone. This is an objective procedure. It does not satisfy any requirements of an interpersonal type.  

An observation may be inevitably position-dependent, but it would lack something in credibility if others viewing the object from the same parametric position could not see what this subject sees.

This is irrelevant. Credibility is subjective. It does not change objective facts. I may say 'I am actually very thin. There is something wrong with this weighing machine!'. People may pretend to sympathize. Actually, they are laughing at me. 

Positional Judgements and Consequential Ethics 

The issue of positionality in objectivity

does not arise. Objects have no interiority. They don't change when their position changes within an inertial frame. 

arises not only in science and epistemology, but also in ethics and in the theory of decisions.

No. Stupid cunts like Sen can talk bollocks by pretending subjectivity is objectivity but they are brown monkeys who managed to escape a starving shithole. 

The need for agent relativity has been seen as an argument against consequcntialist ethics,

the argument against it is that it is shit and a fucking waste of fucking time. 

for its alleged failure to deal with an important deontological distinction. To take a much discussed example, there have been interesting analyses of the ethical difference between (1) killing someone oneself, and (2) failing to prevent a murder committed by a third person.

which is like the difference between eating your own shit and farting while taking a dump.  

The former has been seen, not implausibly, in even more negative terms than the latter.

By people who prefer not to eat their own shit. 

The relevance of this distinction has been interpreted

by people who don't know about 'disutility'- e.g. your discomfort at having to eat your own shit

as evidence of the inadequacy of consequentialism as an ethical approach. Even though the consequences are "the same" in the two cases (including, a person being murdered), the ethical case against committing a murder oneself can be said to be much stronger than that against failing to prevent a murder committed by another person.

It depends. If you are a killer by profession and you are paid to kill guys who are trying to kill your client, just get busy killing already. 

 And yet, killing someone oneself is seen— with reason—as a bigger personal failure than non-prevention of a murder being committed by another.

Not if that is your job. 

Hence the conclusion that consequentialism must be rejected.

The consequence of not doing your job is you get fired. The relevant solution concept here is 'uncorrelated asymmetries'. I don't care if you smell my farts even if you say you can fucking taste them. What I won't do is eat my own shit. This is because I care about me not about you because I am me, not you. 

But the entire argument turns on the requirement that consequences be evaluated in a person-neutral way, despite the connections between the agent doing the evaluation and her own roles in the respective states of affairs.

John Maynard Smith solved this problem long ago. Crack a book sometime.  There is an obvious information asymmetry between me- I happen to know when I need to pee- and you. I don't know when you need to pee. Thus, there are 'uncorrelated asymmetries' which dictate the bourgeois strategy whereby I am responsible for emptying my bladder while you are entrusted with that task for your own bladder. 

Is there any substance at all to Sen's paper? He stresses higher reported morbidity in rich countries and comes to the conclusion that poor people are fatalistic and get less disutility for illness or dropping dead anytime a mosquito bites them. The fallacy here is obvious. 'Reported morbidity' has to do with surveys which are very differently carried out in Kerala compared to UP or Kerala compared to US. Speaking generally, the statistics are made up or meaningless. However, there are objective morbidity functions which, sadly, show me as unhealthier than many much poorer people in India precisely because I have superior command of Pizza and Netflix. 

The importance of positionality can be enormous in understanding health, well-being, and relative deprivation.

No. It is useless. True, if skeletons in American medical schools were sourced from very poor countries like India, a generation of Doctors may have been mislead about what was or wasn't healthy bone density, etc. But it is easy to change the 'objective function' to fit specific genetic lineages with a common epigenetic expression.

The distorted observations are not proof of their trans-positional truth or objectivity, but nor are they dismissable as purely subjective features of the persons involved.

They are simply shitty observations. Back in the Nineties there was an Indian household survey which showed 

1) few rural Indians had watches, clocks or even radios and thus did not know what time they went to sleep

2) rural Indians could report that they went to sleep at 8.12 PM even though they didn't have watches or clocks. 

In other words, the survey was junk. People just made up plausible answers. Obviously, you couldn't show everybody as having a watch or a clock because the supply side figures were deficient. Still, if you had to fill out a time for going to sleep you could put down 8.12 PM and nobody would call you on it because everybody knew the entire exercise was shit.  

They are systematic and patterned, and can hardly be attributed to whims and quirks of mental manufacture or to purely personal peculiarities.

They are stupid lies. Sen saw himself as the Mother Theresa of imaginary grievances. Why else was Whitey patting him on the back?  

The positionality of perspectives—and the idea of objectivity within those perspectives—provides a framework in terms of which these systematic findings can be analysed and understood.

Sen's stupid lies are meant to foster a culture of grievance. Hopefully, China will conquer America soon. Then the cup of the Buddhijivi will overflow. Sadly, under Modi, Hindu India doesn't seem to want to sink down. Hopefully Biden will do the needful. Mind it! 


Tuesday, 7 May 2024

Did Spielberg steal ET from Satyajit Ray?

No. Don't be silly. The themes of ET & Close Encounters- or indeed Speilberg's first film made when he was 17- were wholly American. It is a well known fact that little green men only want to anally probe small town Yanks. Indian assholes possess no attractions for our more advanced Galactic visitors. This is true even if the Indian asshole in question is Bengali and as boring as shit. 

Andrew Robinson, biographer of Satyajit Ray, writing in 'Physics World', takes a different view-

Picture a scenic pond nestled within the confines of a small village in Bengal, its calm surface dotted with lotus flowers. Then imagine, one moonlit night, a spaceship splashing down and sinking into its depths, until the only thing visible is a golden spire sticking out of the water. The local villagers think it is a temple risen from the Earth below. Most of them decide to worship it.

In which case, this is a Hindu village. A Hindu priest would send word to others of his sect. The 'Dipty' and the ASP and the District Medical officer would get to hear. A question will be raised in the Legislative Assembly. A Commission of Inquiry will be appointed. If the thing really is a temple, the Archeological Survey will padlock the place and let it rot for the next fifty years. 

Little do they realize that the object contains a small humanoid creature that will invisibly play havoc in their lives.

Sadly, it wouldn't get the chance. Bengal isn't just overpopulated. It also has a vast bureaucracy and a large class of journalists, petty politicians, and intellectuals of every description. Bollywood did get around to making an ET film in 2014. It starred Aamir Khan as PK and is a hilarious satire either on bogus Godmen or even more bogus sickular Bollywood cunts depending on your point of view. 

If you think this sounds like an entertaining idea for a science-fiction film, you would be right.

No. If you have a visitor from a technologically advanced planet, you want to match it against the most technologically advanced country or force within a country. You don't want to watch it score off against  retarded rustics or demented squirrels or sexually harassed goldfish.  

And if perhaps, you were to think it somewhat similar to the famous 1982 film E.T. the Extra-Terrestrial, directed by Steven Spielberg, you might not be far off either.

Cute babyish alien gets on well with cute little kiddies. Then the US Army turns up.  

But this other alien, the one that crash-landed in India and not America, never quite made it to movie screens across the globe, despite being dreamed up in the 1960s by one of the most significant film directors of the 20th century – Satyajit Ray.

The idea was good. The kids love the alien. The ordinary village folk accept it as part of the grand scheme of things. But evil scientists want to dissect it. There is a chase sequence and maybe some dishum dishum and 'item numbers'. Helen plays the tart with a heart whose seductive cabaret dance distracts the evil Professor. Dara Singh flexes his muscles and lifts up the army jeep so the villains can't escape. Hattie the dancing elephant gives a moving speech on Socialist Secular values sans Sexy Shenanigans. Come to think of it, there was a 'Dara Singh on the moon' movie which came out in the late Sixties.  

Universal appeal

Born in Calcutta (Kolkata) in 1921, the Bengali polymath was not only a film director

like his Uncle, Nitin Bose 

but also an established author,

like his father and grandfather and anybody else who owned a printing press or brought out a magazine 

essayist, magazine editor, illustrator, calligrapher and music composer.

He had worked in advertising.  His music, however, was horrible. 

Although all of his films are set in India, the finest of them hold worldwide appeal.

except to Indians 

Between 1955 and 1991, Ray directed almost 30 features,

but he won 35 Indian National Film awards. Sadly, despite my protests, Vajpayee's right-wing Hindutva administration refused to give Ray any more awards just because he was dead. True Secularism rejects discrimination against corpses. 

as well as short films and documentaries. Many won leading prizes at international film festivals.

His films were intended to win prizes not audiences. 

In 1991 he was awarded an Oscar for lifetime achievement – the only such Oscar to be bestowed on an Indian director.

Imitation is the sincerest form of flattery. Scorsese says 'Taxi Driver'- which inspired a would-be Presidential assassin- is based on a film by Ray. Nobody believes him. Paul Schrader, who wrote that film, had seen no movies till he was 17 years old because he came from a strict Calvinist family. He did a degree in theology and then a Masters in film studies and thus probably had seen Ray's films. But he doesn't mention them as an influence. Instead his 1972 book 'Transcendental style in film' focuses on Ozu, Bresson & Dreyer. The plain fact is Ray, a Brahmo of a feeble type, had no place for God in his films. 

Ray also received an honorary doctorate from the University of Oxford:

After Tagore in 1940, Ray was the second Indian to win this accolade.  

the second film director to be awarded this honour after his hero Charles Chaplin.

People enjoyed watching Chaplin's movies.

“Not to have seen the cinema of Ray means existing in the world without seeing the Sun or the Moon”, said Japan’s iconic film director, Akira Kurosawa, in 1975.

Equally, if you have seen the Sun or the Moon you can skip Ray's films. The same is true if you ever watched paint dry. 

On Ray’s 70th birthday in 1991, British film director Richard Attenborough, who had acted superbly on screen for Ray, called him a “rare genius”.

It is one thing to be bored shitless by a 'rare genius'. It is another to have been bored shitless by a stupid advertising executive who hated the notion that some people find movies more entertaining than advertisements.  

And in 2021, on the centenary of Ray’s birth, American film director Martin Scorsese proclaimed that his films “are truly treasures of cinema, and everyone with an interest in film needs to see them”.

See a film by Ray and any shite Scorsese pulled out of his arse will look fine to you.  

Ray’s many admirers include a number of luminaries from science, as well as the arts. Chief among them was science writer and novelist Arthur C Clarke, who described Ray’s debut film Pather Panchali (1955) – the first of his classic Apu Trilogy – as “one of the most heartbreakingly beautiful films ever made”.

Then people started hinting that Clarke only lived in Sri Lanka coz little brown boys were cheap there.  

A founder of econophysics, Eugene Stanley, wrote of the “Bengali genius” Ray in a 1992 issue of the statistical mechanics journal Physica A (186 1) – remarking that the director’s recent death had “left the world immeasurably poorer”.
'The term "econophysics" was coined by H. Eugene Stanley, to describe the large number of papers written by physicists on the problems of financial markets, in a conference on statistical physics in Kolkata (erstwhile Calcutta) in 1995 and first appeared in its proceedings publication in Physica A 1996.' In other words, Stanley was saying something nice about a local lad who had done well. 
And today, a leading Indian theoretical physicist, Dipankar Home, says that he is “amazed by the profundity and steadfastness of Ray’s commitment to a scientific outlook, permeating his varied creations”.

Bengalis praise Bengalis more particularly if they are of Brahmo heritage.  

Prolific polymath

Focusing on Bengal but also depicting other parts of India, Ray’s films cover everything from village poverty to urban wealth;

but not village pornography or urban rock and roll 

they stretch from the 19th-century British Raj to the present-day;

i.e. the 1880s to the 1960s 

and they include comedies,

which were deeply unfunny 

detective stories,

which were shit 

musicals,

which were cacophonous and aimed at kids because why shouldn't they too suffer? 

romances

without romance 

and tragedies.

which, in context, were hilarious.  

Uniquely among great film directors (apart from Chaplin), Ray wrote the script, cast the actors, designed the costumes and sets, operated the camera, edited the film and composed its score, drawing on his passion for Indian and western music.

At least he didn't put on a wig and sing 'happy birthday Mr. President'.  

But unlike Chaplin, Ray was not keen to act himself, despite interest from leading Hollywood producers, such as David Selznick. As Ray once explained to the admiring but slightly offended actor Marlon Brando, “No it’s better behind the camera… It would be too tedious, you see”!

Ray was telling Brando he had a low IQ. Also he was American. Americans have no culture.  

In addition to film-making, Ray was a sought-after graphic designer and illustrator, and a bestselling writer of short stories and novels,

in Bengal where other Bengali writers were even more boring 

aimed at both children and adults.

Adults- like my Mum- ran away after leaving their kiddies to watch 'Goopie' or 'Sonar Kelar' at the Children's Film theater  

His first job, from 1943 to 1956, was with a British advertising agency in Kolkata,

It is likely he did some work for his uncle, a great film-maker in Bombay who also employed his soon to be wife as an actress and playback singer. He got married in Bombay. Prithviraj Kapoor graced his wedding. After that he returned to Calcutta where a 'box wallah' job (i.e. employment in a British company) was considered more prestigious.  

and he continued writing fiction until his death. His books, which were later extensively translated from Bengali into English, include both detective stories and science fiction, partly inspired by his early reading of Arthur Conan Doyle, Jules Verne and H G Wells. The Bengali detective he created in his 1965 short story Feludar Goendagiri (English title Danger in Darjeeling) was influenced by his childhood love of Sherlock Holmes.

Who doesn't love Sherlock Holmes? 

Nicknamed Feluda, the character was also dramatized on screen by Ray as well as being the star of over 30 of his stories and novels. Indeed Feluda has become Ray’s most familiar creation in today’s India, especially with younger audiences.

His son made a few Feluda films but they didn't make much money. I think there is now a reboot which goes straight to stream. To be fair, outside regional cinema- e.g. Sethuram Iyer CBI played by Mammootty in Malayalam- India doesn't seem to have any bankable detective characters.  

Fascinated by science

Ray’s grandfather Upendrakisore and father Sukumar were notable writers and illustrators themselves, and both were trained in science (unlike Satyajit).

What passed for science back then. Ray had a degree in Econ from Presidency. He wasn't stupid.  

Their stories, comic verse and drawings remain much loved in Bengal today,

but Bengali literature is little loved in India today. Perhaps this was because of Tagore. The young Bengali felt he had to be more boring than thou.  

and their influence on Ray is clear from his many films that reveal the director’s lifelong fascination with science – covering everything from physics and astronomy to medicine and psychology.

Why stop there? Why not mention Ray's fascination with meteorology- stuff like is it going to rain today?- and paleontology- e.g. just how old is this hilsa fish they put in the curry?

Perhaps the most famous scene in Pather Panchali shows the curiosity and awe induced in the uneducated village boy Apu by the sound of humming telegraph wires,

I'd be struck by curiosity and awe if the telephone wires down my neck of the woods started to hum.  

immediately followed by the boy’s first sight of a passing steam train

steam trains are cool. 

scattering black smoke across a field of white pampas grass.

they wouldn't be white to the boy. 'Kaash phool' (wild sugarcane) is a sign of autumn. Soon it will be Durga Puja. The 'Shakti' of the steam train and the 'Shakti' of the electric telegraph are thus unified with   a joyous occasion in the Hindu calendar. But, the Mother Goddess is capricious. First the old woman dies and then young Durga. Yes, there will be reincarnation but not for the family if they die in Benares- which is where they are headed at the end of the film. For Hindus, this has pathos and mathos. Thankfully, Ray didn't know what he was actually saying in his film. 

And in Ray’s last feature film, The Stranger (1991), an avuncular anthropologist enchants his schoolboy great-nephew in Kolkata with a puzzling question: why are the apparent sizes of the Sun and the Moon in the sky similar, and the Earth just the right size for total solar and lunar eclipses? When the boy has no answer, his great-uncle tells him: “I say it’s one of the greatest mysteries of the universe. The Sun and the Moon. The King of the Day, the Queen of the Night, and the shadow of Earth on the Moon … all exactly the same size. Magic!”

The ancients concluded that the moon must be much nearer Earth. Indeed it is about 400 times nearer as well as 400 times smaller. Coincidence, not magic. Still, Ray captures the bigoted ipse dixit method of argument loved by the bhuddijivi. 

Indeed, Amartya Sen has a very stupid paper on 'Positional Objectivity' where he notes


The answer is no. Some White dudes invented the telescope and discovered that Mars and other planets have moons. What we observe is either a coincidence or else there is an 'anthropic' reason why having a single, relatively large moon, enabled life to evolve on our planet. 
In 1983, in an Indian magazine interview, Ray explained his fascination with science, saying that “this universe, and its incessant music,

perhaps the dude thought 'the music of the spheres' was a real thing 

may not be entirely accidental. Maybe there is a cosmic design somewhere which we don’t know”.

Ray was a Brahmo, like Tagore.  In so far as there is a 'Witness', there is a design in the sense that viewing requires correspondence to a schemata. There is an esoteric psychology or aesthetic theory corresponding to this in Hinduism. But Ray hated that religion. 

Talking about the wonders of nature, he continued, “Watch the protective colourations of birds and insects. The grasshopper acquires the exact shade of green that helps it merge in its surroundings.

So as to escape predators.  

The marine life and the shore birds put on the exact camouflage. Could it all be coincidence? I wonder. I don’t mystify it either. I think someday the human mind will explore all the mysteries of life and creation the way the mysteries of the atom have been explored.”

So, Ray didn't know about Darwin's theory of evolution. What is puzzling is that Ray's math and stats must have ben quite good because Econ at Presidency was well taught back then (Hannan thought Bengali graduates were better prepared than Americans for Econometrics PhDs). Moreover great luminaries like SN Bose and Mahalanobis were associated with Shantiniketan. Why did Ray remain so stupid? I suppose the answer is that he didn't want to become a Marxist and pretend to understand Kantorovich. 

Visitor from other worlds

This attitude triggered Ray’s highly original science-fiction film project The Alien, which was taken up by Hollywood in 1967. It emerged in 1964 from a letter written by Ray to Clarke at his home in Sri Lanka, requesting his good wishes for a Kolkata science-fiction cine-club.

So, Ray started taking an interest in Sci-Fi. My memory is that MGR's 1963 film- Kalai Arasi- had attracted some attention. Aliens send a flying saucer to abduct a nice Bharatnatyam dancer because though ahead in Science they are woefully backward in performing arts.  The writer of the film, which abounds in dual roles, was T. E. Gnanamurthy. Clearly Spielberg stole his original concept- right? 

Clarke replied expressing admiration for Ray’s films and a correspondence developed, which led to their talking in London after watching Clarke’s collaborator Stanley Kubrick – who revered Ray – directing 2001: A Space Odyssey. Ray outlined his idea for the project, and Clarke found it compelling enough to discuss it with another friend Mike Wilson – a flamboyant film-maker and professional skin-diver.

 Who had directed the first Sinhala color movie- Ranmuthu Duwa. The underwater scenes were excellent. Clarke was a major sci-fi writer and a close friend of Wilson. With Ray on board, you could have had a genre of diving movies involving submerged spaceships, sharks, etc. shot in the warm seas of the Indian ocean. 

Wilson, who was a keen sci-fi fan, volunteered to sell the project internationally.

So, Ray had a concept. But what exactly was it? Back then, there were American GIs in the paddy fields of Vietnam. One could have a gentle ET which the villagers are cool with but which the evil US Army- or its Dr. Strangelove- wants to exploit.  

As already mentioned, The Alien stars a small humanoid creature whose spaceship splashes down in a Bengali village pond where most (but not all) villagers take it to be a submerged temple and begin to worship it. The exceptions include Haba, a poor boy who survives off stolen fruit and begging and who forms a rapport with the alien creature after it has entered his dreams at night and played with him. Another doubter is Mohan, a sceptical journalist from Kolkata, who questions the existence of godly beings. There is also Joe Devlin, a “can-do” US engineer, who distrusts anything he has not personally experienced.

Devlin is in this backwoods area to drill tube-wells on behalf of a dubious Indian industrialist called Bajoria.

an evil Marwari like G.D Birla. Did you know Birla built temples? Not Muslim temples- Hindu temples! Businessmen are very evil because they believe in God and sell things which people want to buy. 

On seeing the spire, Bajoria instantly perceives its possibilities as “the holiest place in India”. He offers Devlin money to pump out the pond,

because only Americans can pump out ponds- right?  

so its floor can be covered with marble and a marble structure built with a little plaque saying: “Salvaged and restored by Gaganlal Laxmikant Bajoria”!

Thankfully, Chairman Mao sends billions of Red Guards to kill the evil Marwari and to exterminate Hinduism.  

Extra-terrestrial visitor (left) Title page of the “Hollywood” script of The Alien, 1967. (right) A sketch of the alien as envisioned by Ray, and drawn by him to illustrate his 1962 short story “Bankubabur Bandhu” (“Mr Banku’s Friend”), on which he later based the script. (Book cover published with permission from Penguin Random House India)

Banku Babu is a much put-upon school teacher. He is teased by the kids and is the butt of jokes at his local 'adda'. Then he meets an alien and tells all the grown-ups who teased him that they have shit for brains.  

The extra-terrestrial creature has other ideas though. Consumed with playful curiosity about the world in which it has just landed, it invisibly gets up to all sorts of very visible mischief: ripening a villager’s corn overnight; making a mango tree belonging to the meanest man in the village fruit at the wrong time of year; causing an old man’s corpse lying on its funeral pyre to open its eyes in front of his grandson; and other inexplicable pranks.

 So, the alien is an imp- a bit like 'Bat-mite' and Mister Mxyzptlk, both of whom appeared in DC comics in the early Sixties. 

Ray drafted The Alien’s screenplay in Kolkata during early 1967, watched by Wilson,

who may have believed Ray was the missing link 

who made some useful suggestions, including the golden colour of the spaceship.

Gold is very nice color. Highly suitable for spaceships.  

Ray then proposed that British comedian Peter Sellers should fill the role of Bajoria well. He had admired Sellers in Kubrick’s Dr Strangelove and knew that Sellers had already played an Indian in The Millionairess.

He would soon shoot 'the Party' which Indira Gandhi quite liked 

Soon, Ray and Sellers met in Paris over lunch arranged by Wilson, and Sellers apparently accepted the role enthusiastically.

It is one thing to play an Indian bloke in a Hollywood movie, it is another to do so in an Indian movie.  

The next stop on Ray’s Alien tour was Los Angeles, after he received a sensational cable from Wilson that Columbia Pictures wanted to back the film. There Ray was taken aback to discover mimeographed copies of his screenplay bearing the legend “copyright 1967 Mike Wilson & S Ray” circulating in Hollywood. He also met Sellers again, then filming another Indian role in The Party, but sensed the actor had developed doubts.

Black-face was ceasing to be cool.  

After being whisked off by Wilson to a series of glamorous parties with film stars, Ray left Hollywood for Kolkata convinced that his innovative Indian project was “doomed”.

Dev Anand's 'Guide' bombed in America but did brisk business in India. Ray would look a fool if he got a credit on a piece of Hollywood shlock- 'Green berets' with Brando as as idealistic Peace Corps engineer fighting Hindoooo superstition in the paddy fields of who gives a fuck.  

To its credit, Columbia remained committed, subject to Wilson’s withdrawal.

Richard Boyle writes- 

'In 1966 Wilson started his third and possibly wackiest feature, Jamis Banda, which, as Clarke describes, 'pitted Hitler's illegitimate son against Sinhalese secret agent Jamis Banda. It had its good moments but the best was off-screen.

One day some innocent German tourists wandering around Galle came face to face with a group of SS officers. They must have wondered what had been happening while they were away from home.'

Hollywood may not have been too keen to do business with a skin-diver ripping off the Bond franchise.  


'Before Wilson had completed the post-production of Jamis Banda, Clarke told him of an idea Satyajit Ray had for a vedic science fiction film. Wilson was intrigued by the idea and interested in raising international finance for the project, so he wrote inviting Ray to come to Colombo to discuss matters. Ray was too busy to leave Calcutta, and instead invited Wilson to come there, which he did.

Over a period of a fortnight, Wilson waited while Ray wrote a first draft screenplay. Wilson then sprung into action, setting up a meeting for Ray with Peter Sellers in Paris, and a few months later with Columbia Pictures in Hollywood, who were keen to back the film. Stupidly, however, Wilson copyrighted the script in his name as well as Ray's, an action that sowed the seeds of mistrust in the mind of the director.

I suppose, if Wilson was doing the negotiation, he needed to show he was a 'stakeholder'.  

The project was transferred to Columbia Pictures in London, to where Ray and Wilson subsequently travelled to try to clinch the deal. This trip ended disastrously, though, with Ray his mistrust fanned by Columbia executives eager to ease Wilson out of the project. For Ray the final blow came when Sellers announced his withdrawal, because he felt his role was not developed enough.

Sellers may not have believed Marwaris were as one dimensional as Bengalis believe them to be.  

'Later Wilson was persuaded to relinquish the copyright, and Columbia and others encouraged Ray to take up the project once again. This he never did, instead preferring to blame Wilson for the fact that the film remained unmade. The history of cinema is punctuated by a number of great 'might-have-beens', such as Sergei Eisenstein's Que Viva Mexico!'

The Pakistanis made a Left-wing film about the need for a fishermen's cooperative in East Bengal. They brought in a cinematographer who later won an award for his work on Zorba. The Pakistani government decided the film (Faiz was the script-writer) was too Left-wing. Otherwise, perhaps Pakistan would have taken over the niche that Ray and Sen and Ghatak were carving for themselves. 


'There is little doubt that The Alien falls into this category. The story behind it is a fascinating one - one I have attempted to piece together in my forthcoming book,The Wrecking : The story of Satyajit Ray's ill-fated science-fiction fllm project, The Alien.'

Ray felt that Clarke was the only person who might bring this about. Clarke responded with a letter saying that Wilson had shaved his head and gone off to meditate in the jungles of south India as a monk.

He became Swami Siva Kalki. Sadly, this meant frequent bouts of malaria. 

A brief letter from Wilson to Ray finally followed, relinquishing any rights to the Alien screenplay.

But Ray was in no mood to make movies about Jamshed Bonda who battles Hitler's illegitimate son under the waters of the Hooghly.  

Striking similarities

For more than a decade Ray was encouraged by Columbia to revive the project and continued to treat it as possible.

There could be a movie set in a distant land featuring a cute creature from outer-space. If nothing else, the thing would be a tax write-off.  

Not until he saw Spielberg’s E.T. did he give up hope.

Why? If one such movie does well, others too will do well.  

E.T., which began life in 1981 as a Columbia project, had much in common with Ray’s concept of The Alien.

No. It isn't about an impish space creature. It combines Spielberg's 'Close Encounters' with some ideas he had for a horror sequel 'Night Skies'. The genius was to make the alien empathetic and gracile. 

First, there is the benign nature of the creature. Then, as Ray told me in the mid-1980s while I was researching his biography, there is the fact that it is “small and acceptable to children, and possessed of certain superhuman powers – not physical strength but other kinds of powers, particular types of vision, and that it takes an interest in earthly things”.

American children are shown as being resilient and autonomous.  Also, it must be said, the West has great child actors. 

Ray felt, though, that the appearance of his alien was much more interesting. “Mine didn’t have any eyes,” he continued. “It had sockets so the human resemblance was already destroyed to some extent. And mine was almost weightless and the gait was different. Not a heavy-footed gait but more like a hopping gait. And it had a sense of humour, a sense of fun, a mischievous quality. I think mine was a whimsy.”

It was an imp. ET was on earth on some sort of scientific mission but, clearly, wasn't too bright.  

Ray could understand the audience appeal of Spielberg’s alien, though he found E.T. “a bit corny at times”.

We go to the movies to eat popcorn and watch stuff which tugs at our heart-strings.  

But he did not care for the extent to which the alien had been humanized. “It ought to be more subtle than that,” he said. “But the children are marvellous. Spielberg has talent in handling children; I’m not sure about otherwise.”

To be fair, Spielberg could rely upon an endless supply of very high quality child actors.  Ray himself had found it difficult to work with the young boy in Pather. 

The first outsider to spot the similarities was Clarke, who described them as “striking parallels”. Telephoning Kolkata from Sri Lanka in 1983, he suggested Ray write politely to Spielberg about the resemblances.

The Americans had plenty of films and TV episodes about alien visitors in the Fifties and Sixties. 

“Don’t take it lying down,” advised Clarke, according to Ray. But despite the fact that Ray remained firmly of the view that E.T. “would not have been possible without my script of The Alien being available throughout America in mimeographed copies”, he did not want to pursue the matter further. Ray agreed with Clarke that “artists have better things to do with their time”; and he knew that Spielberg’s view, according to a letter Clarke wrote to the Times newspaper in 1984, was that he was too young to have been influenced by Ray’s screenplay.

 Speilberg, as a 17 year old High School kid made a film called 'Firelight' about aliens abducting small town Americans. That was in 1964. It is ludicrous to think that he borrowed anything to do with Sci Fi from Ray. 

“Tell Satyajit I was a kid in high school

making a two hour long film on a budget of 500 dollars.  

when his script was circulating in Hollywood,” Spielberg told his friend Clarke on a visit to Sri Lanka “rather indignantly” – which hardly resolves the doubts, especially as Spielberg in the late 1960s was already an adult getting started in movies.

He got signed to direct TV productions for Universal. 

According to Clarke, Ray and Spielberg were “two of the greatest geniuses the movies have ever produced”. However, as Scorsese publicly remarked in 2010, “I have no qualms in admitting that Spielberg’s E.T. was influenced by Ray’s Alien. Even Sir Richard Attenborough pointed this out to me.”

Scorsese's 'Taxi Driver' was considered nihilistic . Perhaps, blaming Ray for it helped him. Attenborough and Scorsese are scarcely authorities on American Sci Fi.  

Naturally, Ray regretted that his film never got made.

Why couldn't he make it in Bengal?  

His only consolation was that the screenplay’s delicate effects might well have been crushed by crass Hollywood production values, especially since the story was located in India.

So, just make the thing in India.  

One can easily imagine the fate of Ray’s Bengali “whimsy” in Hollywood hands.

Spielberg made 'Temple of Doom'.  Amrish Puri was a fresh face till about 1980. Remarkably, both Attenborough and Spielberg saw his potential. Incidentally, Puri was K.L Saigal's cousin. 

Perhaps it was for the best that Ray’s project evanesced like the alien spaceship’s lift-off from the pond in the finale of the screenplay – before the Bajorias of Beverly Hills could pump out the water and get a commercial grip on it.

Come to think of it, the Amrithraj family moved from Tennis into movie productions in Hollywood. Did you know that the role of 'Vijay' in Octopussy was based on Apu in Ray's screenplay for Star Wars?